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How to defend against a German Civil Lawsuit

Checklist: Effective Defense against a Civil Action in Germany

In this post, we explain how to best react and defend your case when you find yourself at the receiving end of a German civil lawsuit. More specifically, how to avoid making major blunders right at the early stages of German civil proceedings.

Rule 1: Do not ignore letters from a German civil court

This piece of advice appears obvious but, in our experience, it nevertheless happens quite often: Many clients tend to either fully ignore such legal correspondence or to at least delay dealing with the matter until important procedural deadlines have already expired. Such deadlines, for example for the submission of a formal reply and for the application to dismiss the case, are set by the German civil court in the very first court order. These initial deadlines set by the German court are so called „Notfristen“ which means that they cannot be extended and you can not be reinstated if you miss to adhere to them.

Thus, whatever you will eventually decide to do about the lawsuit, you must first ensure that you fully understand what the letter from the court (or from the opponent’s lawyer) says and what the relevant time limits are. Such initial letters from a German civil court typically inform you about the fact that you have been sued in Germany and for what. They usually also contain either a specific calendar date or a period of time (e.g. two weeks from the date of service of the letter) within which you need to respond to the court.

At this stage of the proceedings you should:

(i) retain and keep safe the envelope, the process server receipt and/or any other accompanying document served to you in order to be able to prove on exactly what day you have been served with the German court papers; if the date of service is not stated anywhere on the paperwork, then you should make sure you have a witness who can confirm the date of service; and

(ii) check whether you were properly served, especially whether you have been provided with an English translation of the German court papers. If such an official translation is not enclosed in the bundle you may be entitled to refuse acceptance of these documents, i.e. object to the service of the plaintiff’s statement of claim. For more information about how German legal documents and court orders are being served abroad, see section 183 et seqq. German Civil Procedure Rules (Zivilprozessordnung). The requirements for the service of court papers between member states of the European Union are set down in EU-Regulation No 1393/2007. For service of German legal documents in the USA please see the Hague Service Conventions (1965). Practical tips for the service of German court documents to a party resident in the USA are given in the leaflet published by the German Federal Office of Justice, section United States of America (click on PDF download).

The first response to the German court does not have to be — and in most cases should not be — a substantive response (in German „Klageerwiderung“). Instead, it should only be the formal notification by the defendant (Beklagter) to the German civil court, that the defendant does not acknowledge the claim and intends to defend himself against the same. This is called a „Verteidigungsanzeige“ (notice of defense). This letter to the German court should explicitly state that by submitting this Verteidigungsanzeige you do not necessarily accept that the German court has jurisdiction and that German substantive laws do apply. Instead, you should expressly reserve the right to challenge the (international or local) jurisdiction of the German civil court as well as the matter of applicable laws.

Unless the action is brought before a German Amtsgericht (circuit court) or an Arbeitsgericht (labour court), you need to hire a German lawyer to submit the defense statement, because only a lawyer admitted to the German bar has the right of audience in the higher German civil courts (the German technical term for the requirement to be represented by professional legal counsel is „Postulationsfähigkeit“). If you write to the German court yourself, you run a high risk of your letters being entirely ignored, i.e. not even being answered. If you are lucky, the German court will inform you once again that you must be represented by a German legal counsel. If, however, the German judge is in a bad mood, he or she may issue a default judgment (Versäumnisurteil) against you right away.

Make sure that the German lawyer you hire is fluent in English to avoid the need for translations of internal correspondence. Also, you should discuss with your German lawyer what is the best timing for informing the German court that you are now officially represented by a German legal counsel. You might not want to do this too early, especially not before you have been served by the statement of claim. This is because from the moment you are being represented by a German legal counsel, the plaintiff can serve documents to that legal counsel within Germany. Also, from that moment on, the plaintiff  may no longer be obligated to provide translations of documents into English. Instead, you will have to get those German documents translated yourself (the costs generated by this can of course be claimed later on if you win the case). In short: once you have a German trial lawyer, life becomes easier for your German opponent.

Rule 2: Discuss strategy with your German lawyer early on

Once your German legal counsel has assessed the merits of the civil case against you, make sure you discuss legal strategy for the entire civil lawsuit early on. International cases are often much more complicated and tedious for both parties. Thus, the plaintiff may be relieved to get a settlement offer to resolve the dispute quickly. Especially, if the lawsuit would trigger high costs if the case went to the oral hearing stage, e.g. for interpreters and/or for flying in witnesses from abroad.

On the other hand, making a very early settlement offer can be interpreted by the German plaintiff as a sign of fear and weakness on your part. Thus, the best approach to counter a civil claim in Germany is a dual strategy:

(i) Dispute everything that can be credibly disputed and demonstrate to the other party what will happen if the civil lawsuit drags on, e.g.

  • argue jurisdiction and applicable law, which in itself can take months;
  • announce that you will summon witnesses and experts from abroad, which will trigger huge travel costs;
  • threaten to countersue (the German technical term for a civil counterclaims is Widerklage, see s. 33 German Civil Procedure Rules);
  • be difficult on every level, i.e. apply for extensions, object to the quality of translations that have been made by the opponent etc.;

(ii) while at the same time you suggest to the opponent to enter into settlement discussions. Coming from such a position of strength, settlement negotiations have a much better chance of yielding satisfactory results.

In most cases it’s best to have the respective lawyers discuss the settlement options off the record first (or “without prejudice” as our British colleagues like to say).

Rule 3: If an early settlement fails, prepare a very detailed substantive statement of defense (Klageerwiderung)

In a German civil lawsuit, the oral hearing itself is not as important as it is in the U.S.A. Since there exists no jury in a German civil court, there is no one to impress with brilliant oral pleadings or cross examinations (those also do not exist in a German court of law). Instead, the judge or a panel of judges is/are the sole audience. And, from having read the case file, these professional judges — in most cases — have pretty much made up their minds about what the relevant issues are and where the lawsuit is heading.

Unless the German civil case decisively depends on what witnesses will testify in court, a typical oral hearing in a German High Court lasts no longer than 30 minutes. Thus, the pre-oral hearing briefs to the court are of utmost importance. This is where you need to score your points and convince the German court of the merits of your case. If a German lawyer tells you that a short sloppy „shoot from the hip“ statement to the court is sufficient because you can always send a follow up statement later, that may technically be true in many cases. German courts are indeed somewhat lax and accept a party to submit a large number of writs. However, such an approach disregards the psychological aspect that a judge is influenced also by the quality of the written statement as such, i. e. by the style of the presentation, structure of the legal argument brought forward etc. German judges, as do judges everywhere, love easy to understand briefs. But they hate poorly thought through writs which give only bits and pieces of information, are incomplete or — the opposite — full of redundant repetitions or which only refer to annexes.

In international civil lawsuits, the issue of how to deal with the translation and interpretation of non-German language documents and witness statements is especially important. In German-American civil lawsuits there usually exist hundreds or thousands of pages (emails, agreements, letters, witness statements etc.) which are in English. Since the court language, obviously, is German (s. 184 German Courts Constitution Act), these documents need to be translated into German by a certified and officially sworn in translator (the German title is „bestellter und vereidigter Übersetzer“).

Although any relevant document must therefore be submitted as an exhibit, my recommendation is to still cite relevant parts of such documents directly in the lawyer’s statement itself, i.e. do not just refer to the exhibits with the translations. You should cite these passages in the original English language version first and then give a direct verbatim translation. As an American client you should make sure that your German trial lawyer provides a correct verbatim German translation to the court. This sometimes is even a good chance to give an English term the ideal “spin” with regard to that term’s meaning in German. Do not just leave translation issues esclusively to a professional translator. And always check the translation provided by the official translator before you submit the exhibit to the court to avoid the official translator having used a certain word which gives the translation of a relevant legal term an adverse connotation. It does, for example, make a huge difference whether the English legal term „guarantee“ is translated into German as „Garantie“ or as „Zusicherung“.

Rule 4: Drag the case on, wear the opponent out and try to settle again late stage

As mentioned before, German courts are comparatively lax and much more open to any party’s requests to extend deadlines, postpone hearings, summon additional witnesses or experts etc. If you are a defendant resident in the United States, you can and should use this rather permissive nature of most German judges to drag on the proceedings, for example by naming a U.S. resident witness who can only travel to Germany in a few months time. The German court will usually comply with such a request by the defendant’s legal counsel because the defendant may otherwise try to base an appeal on the court’s refusal to summon a witness.

Plaintiff wants to get the lawsuit over with. They hate it when nothing moves forward for months. Therefore, at a late stage of proceedings, they may be more open to (new) settlement negotiations, in order to just bring the proceedings to an end. Thus, even if the chances of winning the case do not look too good for you as the U.S. defendant, you may still be able to settle on better terms than the outcome of a German final judgement would be. The plaintiff will often agree to a significant reduction of the claim if you use the following (or additional) bargaining chips:

(i) Threaten with a late state countersuit (Widerklage, see above);

(ii) Threaten with appeal proceedings (in German called Berufung). Such appeal may take another 1-3 years during which the German plaintiff can’t enforce anything against the defendant because the judgment is not final yet. If, however, the parties settle, such settlement order is immediately enforceable, which is a huge advantage for the plaintiff;

(iii) Offer immediate payment in case of a settlement: This may also be a great incentive for the German plaintiff to agree to a settlement, because the German plaintiff must always be concerned about whether the German judgment can actually be enforcement in the USA and at what cost. Actually, enforcing German court judgments in the USA can be tedious and sometimes outright impossible. Therefore, the German plaintiff may well be willing to shave of a large percentage of the claim if the plaintiff can be certain that he receives at least the amount the parties have settled on right away.

More information on litigation and legal fees in Germany is available in these posts:

For legal advice on German civil procedure and how to successfully litigate in Germany, contact the international litigation experts and trial lawyers of GrafLegal.


Copyright & Disclaimer All posts are copyrighted material. This blog is made available by Graf & Partners for educational purposes as well as to give you general information on German law, not to provide specific legal advice. Simply reading this blog does, of course, not result in any attorney client relationship between you and Graf & Partners. The blog should not be used as a substitute for competent legal advice provided by a licensed professional attorney in a specific legal matter.

No Verbatim Records of Court Hearings in Germany

German Court Records: The Judge decides what goes on Record

How do you order a full transcript of a German court hearing? Well, that is a trick question in two respects.  First, because German civil court records are not public. Second, because there are no such full transcripts of court hearings. In German civil cases, no verbatim records of hearings, witness statements or other judicial proceedings are being made. Thus, you will not find a U.S.-style court reporter or stenographer in a German civil courtroom.

What court hearing minutes are there?

German Civil Procedure Rules (Zivilprozessordnung) cover the issue of how official court hearing minutes shall be taken in sections 159 to 165. According to section 160a ZPO:

The content of the record of the hearing may be noted in a usual form of shorthand, by using comprehensible abbreviations, or by recording oral statements on a sound or data carrier.

This shows that, instead of a court stenographer taking a verbatim record, the judge dictates a summary of what the parties or the witnesses have stated to a court secretary (Justizsekretär or Justizfachangestellte). Sometimes, especially in lower courts,  there is not even a court secretary, just the judge and his/her voice recorder.

What the judge dictates to the court secretary (or into the voice recorder) is usually a very condensed version of what was actually said in court. A five minute statement given by a witness may easily be summarized by the judge in three meager sentences. If that strikes you as a crude and inaccurate way of keeping records of oral hearings, many German litigation lawyers will agree with you. Still, that it the way it is done in German civil courts. To avoid important aspects of a witness statement being lost, the party’s lawyers will have to pay close attention to how the judge summarizes a witness statement and also whether the judge gives that statement a certain „spin“. If so, the lawyer will object by telling the judge that he or she may have omitted something. In some cases, a German trial lawyer may even demand that a certain specific statement by a witness shall be recorded verbatim. But it is ultimately up to the German judge whether that will actually be done. You can imagine that frequent objections made by a lawyer about the way a judge sums up a witness statement are not extremely welcome. So a trial lawyer should only criticise a judge if a substantive and relevant aspect needs to be corrected.

However, a lawyer must not be shy. Because from what a judge dictates into the minutes, an experienced German litigation lawyer can sometimes infer which side a judge leans towards and what the later judgement will be. Thus, if a lawyer gets the feeling that a judge only „collects“ parts of the witness statement which back one version of events and tends to ignore other aspects, the lawyer shall attempt to direct the judges focus on these other aspects and ensure that these parts of a witness statement are recorded in the minutes as well.

To be fair, German civil procedure rules require the judge to ask each witness to carefully listen to what the judge dictates into the court hearing minutes and to confirm whether this is a fair and complete summary of the statement the witness has made. However, in practice, witnesses are nervous and just want to be done with the hearing. Also, they sometimes do not dare tell the judge that he or she „has got it wrong“. Thus, what ends up in the written minutes of a German civil case hearing (in German called „Niederschrift der mündlichen Verhandlung“ or „Protokoll“) is sometimes only a rough and superficial roundup of what a witness has stated. Any side information about the actual language used by the German witness is lost, because the judge usually paraphrases what the witness has actually said in more elaborate and „clean“ language, i.e. stammering, long thinking pauses and any „ehms“, „ahs“ and „hms“ are completely lost.

The written minutes (Niederschrift) are sent to the parties of the proceeding, usually within one to three weeks after the hearing. If a party or their legal counsel find that the minutes are incorrect or incomplete, the German Civil Procedure Rules allows each party to address the court and request a correction of the minutes, see s. 164 Zivilprozessordnung.

Why are there no verbatim court records in German civil cases?

Well, the reason is not that German court officials are lazy. The German procedural thinking is, however, that the civil judge knows what in a witnesses statement is relevant and what is not. Since there is no jury in a German civil (or criminal) case, there is no need for keeping verbatim records of what a party or a witness has stated. The judge (or panel of judges) is the only one who matters for the outcome of the lawsuit. Thus, according to German civil procedure rules, we can leave it up to him or her to decide what must be taken down in the hearing minutes. As we have see above, the parties‘ legal counsels do have some influence and act as a safeguard against entirely false or incomplete court hearing minutes. In practice, a German judge will take personal handwritten notes about each witness. In these notes, the judge may register why the witness is credible or not, where the witness has contradicted himself etc. This will then find its way into the actual judgment.

Going to court in Germany

If you are a U.S. lawyer considering civil litigation in Germany, you will find yourself in a completely different procedural environment. Things you take for granted in US civil lawsuit simply do not exist in Germany. Some things you would do in a U.S. civil lawsuit may even backfire in a German courtroom, for example providing written witness statements. Taking legal action in Germany thus requires extremely careful planning together with an experienced German trial lawyer who also understands the way a U.S. litigator thinks.

For legal advice on German civil procedure and how to successfully litigate in Germany, contact the international litigation experts and trial lawyers of GrafLegal.


Copyright & Disclaimer All posts are copyrighted material. This blog is made available by Graf & Partners for educational purposes as well as to give you general information on German law, not to provide specific legal advice. Simply reading this blog does, of course, not result in any attorney client relationship between you and Graf & Partners. The blog should not be used as a substitute for competent legal advice provided by a licensed professional attorney in a specific legal matter.

Checklist German Tort Claims

How to litigate a personal injury claim under German civil law

The general legal requirements to successfully sue someone in Germany based on tort are set out in title 27 of the German Civil Code, sections 823 et seqq. But don’t get your hopes up too high! In comparison to the USA and Britain, German courts usually award significantly less money when it comes to damage claims. The amount of compensation for pain and suffering (Schmerzensgeld) which is granted by German civil courts in personal injury cases is ridiculously low in the eyes of a U.S. litigation lawyer. A severed thumb, for example, „gets you“ roughly $5,000 to $10,000.

The concept of punitive or exemplary damages is entirely unknown in Germany. Class actions, which U.S. lawyers take for granted to be available in cases like the German diesel scandal, are also not available under the German civil procedure rules. And don’t let anyone tell you something else: The new German litigation tool „Musterfeststellungsklage„, which was introduced in 2018 and which is sometimes — misleadingly — referred to as „German class action“ (Sammelklage), is something entirely different and must not be confused with a U.S. style class action. The German Musterfeststellungsklage is only available in very limited circumstances and the plaintiff can only be a consumer protection organisation (Verbraucherschutzorganisation). And even if the consumer protection organisation is successful with the Musterfeststellungsklage, each individual claimant must still go to court to have the concrete damages of their individual cases assessed by the local court. The Musterfeststellungsklage ist only the first step, the actual value of the claim is determined in a second, ancillary law suit. All this makes the German „class action“ a rather frustrating instrument.

Back to normal tort cases in German civil courts: We have explained some specific aspects of German personal injury and tort claims on our civil law blog Cross Channel Lawyers (enter „tort“). This current post now demonstrates the general legal test (Prüfungsschema) which a German litigation lawyer or a German judge uses to assess the merits of a tort case.

Any claim based on section 823 para. 1 or para. 2 German Civil Code must fulfill the following legal criteria.

Checklist German Tort Claim

This checklist explains how a possible tort claim is evaluated under German law and what the German legal terminology of a tort claim is:

  1. Verletzung eines Rechts oder Rechtsguts: injury / violation of life, body, health, freedom, property or another „absolute“ right (s. 823 para. 1 German Civil Code); or violation of a statute of German law that is intended to protect another person, in particular most statutes of the German Penal Code, e.g. fraud, embezzlement etc. (s. 823 para. 2 German Civil Code)
  2. Haftungsbegründende Kausalität: causation between act or omission of injurer and said injury / violation
  3. Rechtswidrigkeit: unlawfulness / illegality
  4. Verschuldensfähigkeit: legal capacity to be responsible for tort, i.e. legal age and mental capacity (see sections 827 and 828 German Civil Code)
  5. Verschulden: fault, i.e. wilful intent (Vorsatz) or negligence (Fahrlässigkeit)
  6. Kausaler und zurechenbarer Schaden: causal and attributable damage; see section 249 et seqq. German Civil Code
  7. Mitverschulden: contributory negligence of the injured person reduces the tort claim, in extreme cases to nil; see section 254 German Civil Code
  8. Verjährung: German statutes of limitation; tort claims usually are barred after 3 years, but it is difficult to determine from what moment on the clock starts ticking; details are explained in this post German Limitation Periods

The above checklist applies to section 823 tort claims. It must be significantly modified for cases of strict liability under German law (Gefährdungshaftung), for example car accidents in Germany (Kraftfahrzeughalterhaftung), accidents involving airplanes, railroad accidents, injuries caused by animals (Tierhalterhaftung) or liability for defective products (Produkthaftungsanspruch), see the German Act on Liability for Defective Products.

Related posts:

For legal advice on German civil procedure and how to successfully litigate in Germany, contact the international litigation experts and trial lawyers of GrafLegal.


Copyright & Disclaimer All posts are copyrighted material. This blog is made available by Graf & Partners for educational purposes as well as to give you general information on German law, not to provide specific legal advice. Simply reading this blog does, of course, not result in any attorney client relationship between you and Graf & Partners. The blog should not be used as a substitute for competent legal advice provided by a licensed professional attorney in a specific legal matter.

English Language in a German Lawsuit?

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Translation costs in international litigation can exceed court and lawyer fees

In a legal dispute between an American or British business on the one side and a German business on the other side, the first things lawyers usually look at are jurisdiction, venue and applicable law. The party that finds itself having a „home game“, i.e. the party litigating at their local court, usually feels they have a strategic advantage. And indeed, if a lawsuit takes place in one’s own country and the applicable law is the law one’s own employees, inhouse counsels and go-to litigation lawyers already on retainer are familiar with, this makes matters easier.

However, there is one aspect which is often overlooked when international contracts are drafted. That’s the issue of procedural language, i.e. the simple question: What is the language of the civil court the parties have chosen? This post explains why the procedural language of the competent court is just as important as applicable law and jurisdiction itself.

Court language can be a huge cost factor

Let’s assume I represent a German company which manufactures high tech equipment and exports the same to the USA through a distributor in California. When the contract was negotiated a few years ago, my German client managed to get the US distributor to accept the jurisdiction of German state courts and German law to apply in case of a legal dispute between the parties. Sounds great, right? So, where is the problem for the German plaintiff?

Well, as is very common in US-German (and British-German) business relationships, the contract and all appendices are in English. What’s even more important: all correspondence between the parties, every purchase order, acknowledgement of delivery, memorandum, meeting minutes and pretty much every single email and letter exchanged between the parties are in the English language as well.

This poses a huge practical problem for either party in case they wish to sue the other party, because a German court of law — and this is hardly surprising — accepts only German language documents. The German Courts Consitution Act (Gerichtsverfassungsgesetz, GVG) in section 184 orders in no uncertain terms:

„The language of the court shall be German.“

In theory, the German court is permitted by law to hear foreign language witnesses in their native tongue if, as section 185 (2) of the Court Constitution Act states:

„An interpreter may be dispensed with if all the persons involved have a command of the foreign language.“

But in real life this very rarely happens because one party usually objects, even if just for the reason to annoy the other party and to run up their legal costs.

Certified translations of thousands of pages

And with regard to written documents, section 185 (2) GKG would not be of any help anyway. Therefore, the party that wants to file a complaint or petition must provide to the German civil court all documents relevant for the case both in the original version and as a certified translation. Depending on what the civil lawsuit is based on, this can be hundreds of even thousands of pages. Translation costs in such cases can easily exceed court fees or — in extreme cases — even legal fees.

What makes such lawsuits even more complex and cumbersome: The parties and their legal counsels are not always happy with the translation results. In business litigation, the meaning of a specific term used by a party in the contract, but also in letters, meeting minutes or emails can decide the lawsuit. Thus, the parties sometimes quarrel intensely about the question of whether the German word used by the translator catches the true meaning of the English  word in the original document. This sometimes turns into a lawsuit within the lawsuit and fills the lawyer’s time sheets.

English language witnesses in German courts

A similar problem poses itself with regard to witnesses and experts. If English speaking witnesses must be heard in a German civil court, the standard rule is that an interpreter must be present. The exception I have mentioned above (section 185 GVG) is in most cases only a theoretical option. Such interpreters make the court hearings cumbersome and tedious, not to mention the costs. In most cases, the judge, the parties as well as their lawyers have already perfectly understood what the witness had explained in English. Sometimes, the parties have a better understanding of specific technical terminology than the interpreter does. Still, the translation by the interpreter must be heard out and — what is even more important — this German translation, good or bad, will find its way into the official court records, not what the witness has originally stated in English.

Better alternatives?

Any experienced contract lawyer will bear this practical problem in mind and discuss the isue of procedural language with their client very early on. If, in a business relationship, it is clear from the beginning that all or most correspondence and documentation will be in one language (e.g. English), it hardly makes any sense to stipulate in the contract the jurisdiction of a court that works in another language (e.g. German).

In situations like these, the parties could opt for arbitration and agree on the procedural language creating the least hassle, which in most cases will probably be English. That way, if they want to, the parties are able to combine German substantive law with English language for the arbitration procedure. In many cases a fair compromise.

Of course, the parties can also mutually decide to opt for such English language arbitration after a dispute has already emerged, even if the contract states something else, for example the jurisdiction of German state courts. However, once the parties have started to „go legal“, one side is usually no longer willing to agree to such a change, because they would give up the “home game advantage”. Yet, in certain situations it may be worth asking the other side, especially if both parties plan to make claims and are thus both faced with the identical problem of having to provide tons of certified translations and costly interpreters for English language witnesses.

Related posts:

For legal advice on German civil procedure and how to successfully litigate in Germany, contact the international litigation experts and trial lawyers of GrafLegal.


Copyright & Disclaimer All posts are copyrighted material. This blog is made available by Graf & Partners for educational purposes as well as to give you general information on German law, not to provide specific legal advice. Simply reading this blog does, of course, not result in any attorney client relationship between you and Graf & Partners. The blog should not be used as a substitute for competent legal advice provided by a licensed professional attorney in a specific legal matter.

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Disinheritance Lawsuits are very common in Germany

Under German Succession Law, close Relatives can always claim a Share in the Estate, even if they were explicitly disinherited

For American and British estate and probate lawyers, German inheritance laws (Erbrecht), i.e. the statutory rules of succession and probate as laid out in the 5th Book of the German Civil Code, are full of surprises. Pleasant or unpleasant, as the case may be.

One of the more unpleasant examples is the fact that under German succession law, an heir can become fully liable for all of the deceased’s debts. This unfortunate result occurs automatically, i.e. by statutory German law, if he or she does not formally renounce the inheritance within a certain deadline (for details see the post: Indebted German Estate: How to avoid inheriting your German Relatives’ Debts).

This post, however, deals with happier news, at least from the perspective of the respective beneficiaries. Testators, who do not wish to leave their wealth to their offspring, their spouse or their parents, are less amused by the restrictions imposed on them by German inheritance law.

German children always inherit. Even if they were disinherited!

German succession law grants a statutory, indefeasible compulsory share (Pflichtteil) in the deceased’s estate to certain close relatives of the deceased. This means they are entitled to a portion of the estate, even if they have been explicitly cut out of the testator’s last will and testament.

Relatives who are entitled to claim this “German forced share” are:

  • the descendants (children, grandchildren etc);
  • the surviving spouse; and
  • the parents of the deceased, but only if the testator leaves no surviving children.

This compulsory share, which is similar to an elective share of a spouse in certain US states, is regulated in section 2303 German Civil Code:

Person entitled to a compulsory share of the estate; amount of the share

(1) If a descendant of the testator is excluded by disposition mortis causa from succession, he may demand his compulsory share from the heir. The compulsory share is one-half of the value of the share of the inheritance on intestacy.

(2) The parents and spouse of the testator have the same right if they have been excluded from succession by disposition mortis causa. The provision of section 1371 remains unaffected.

In other words: German testators are constricted when making a will

They cannot leave all of their estate to whoever they please, because the German Pflichtteil law entitles close relatives of the decedent (offspring, spouse, parents) to receive a “minimum portion” of the estate. Even if the testator cannot stand those relatives and has thus explicitly disinherited them in a valid German will. The term “minimum portion“ sounds harmless and one may think: well let that relative have their small claim of 5-10 per cent of the estate.

However, the German Pflichtteil can be up to 50 percent of the entire estate value, depending on the family situation! This is because the Pflichtteil is defined as being half of what the disinherited relative would otherwise have inherited under German intestacy rules, i.e. had the testator not left a will. The actual percentage of the German compulsory share in a specific case therefore depends on who survives the testator. The German rules of intestacy are explained in more detail in the post: Most Germans die without a Will.

Can you inherit from your German relatives even if you’re cut out of the will?

How is all this relevant for citizens of the USA or Great Britain? Well, if you have close relatives that are resident in Germany (or Austria, France, Spain etc), you may be entitled to a significant portion of their estate, without even knowing it. If, for instance, an estranged parent or child who lived in Germany passes away — either without mentioning you or even explicitly disinheriting you in their will — you are still entitled to claim the German compulsory share.

Mind: You can, but you do not have to. In many cases, German children never actually make that claim, especially when both their parents have set up a so called joint will (Berliner Testament) in which they appoint each other as their respective sole heirs. Here, the children of the couple are technically disinherited because under German intestacy rules, the surviving spouse and the surviving child / children would be co-heirs (more on the German „Erbengemeinschaft“, i.e. community of heirs in this post). In these cases, if the family is intact, the children would not dream of making their surviving mom or dad pay the forced share. The children just let it go.

If the person entitled to a Pflichtteil does not actively demand payment of the forced share, it will eventually become statute barred. The claim expires after 3 years from the time you have been notified of the fact that a close relative has passed away and that you have been disinherited. More on limitation of civil claims in Germany in the post: Limitation under German Law

A technicality for estate lawyers: Please note that a forced share claim under German law is not made against „the estate“ (represented by the personal representative) as would be the case in most common law jurisdictions. Instead, the claim is made against the heir (or community of heirs). An important difference if the claimant goes to court in Germany.

In which scenarios do German succession rules apply to an estate?

The German and European Union perspective is simple: For any deaths on or after August 17, 2015, all EU member countries (except for UK, Ireland and Denmark) apply the same basic rule, which states that the national succession laws of that country shall apply in which the testator has held his or her last habitual residence (for details see the EU Succession Regulation, EU 650/2012).

What is the actual percentage of the German compulsory share?

As shown above, this depends on who survives the testator. Here are two examples how the German Pflichtteil share of a surviving relative is determined:

  • A widow living in Germany is survived by her only child but she disinherits said child and leaves everything to the church. Here, if there was no will, the sole child would be the sole heir under German intestacy rules. The Pflichteil is half of that, i.e. ½ share of the entire estate.
  • A German couple has three children. One of the children is a no-good drug addict who has always created nothing but trouble. Thus, the spouses write German wills in which they appoint each other as their respective sole beneficiaries. When the first spouse dies, the surviving spouse would – under German intestacy rules — be entitled to 1/2 of the estate and the three children to the other half of the estate, i.e. 1/6 each. Since they are disinherited by the will, each child is entitled to 1/12 compulsory share. In practice, this means they can demand payment of that amount from the surviving parent.

As becomes clear from these examples, a German forced share claim can range from a very small percentage, if there is a surviving spouse and many children, to a maximum of one half of the entire estate, if a widow(er) disinherits the only child.

Even lifetime gifts are relevant for the calculation of the Pflichtteil

As explained above, the forced share is calculated from the entire net estate (Nachlassvermögen), i.e. the assets owned by the decedent at the date of death minus his debts and funeral costs. Now, a testator may try to circumvent said compulsory share by making lifetime gifts. Then, the estate at the time of his or her death would be hollowed out.

To prevent this, German succession law orders that all lifetime gifts made by the testator within a period of ten years prior to their death is added to the value of the estate. Such gifts are thus also basis for calculation of the forced share. This part of the claim is called Pflichtteilsergänzungsanspruch. The heirs must therefore also disclose any such gifts to the disinherited Pflichtteil claimant.

Only in Germany?

No, the concept of a forced or elective share also exists in many other European jurisdictions like Austria and France. In fact, most countries that have been influenced by the French Code Civil (Code Napoleon) do apply even stricter rules of so called “forced heirship” (Mindesterbteil).

While the German Pflichtteil claim is merely a surrogate, i.e. a monetary claim which does not give the claimant any title with regard to specific assets (e.g. a piece of real estate or a business), under the stricter French law forced heirship rules, the entitled persons are actual statutory co-heirs, i.e. co-owners and co-possessors of the estate. In Germany, that is not the case. Here, the Pflichtteil claimant can “only” demand a payment from the heir(s).

How to make the Pflichtteil claim?

German statutes on forced share are very strict. If a claimant demands the Pflichtteil, the heir (or community of heirs) must immediately disclose the full estate inventory as well as any significant lifetime gifts made by the testator during the last 10 years prior to his or her death. In some cases, even lifetime gifts that were made 30 or 40 years prior can be relevant for the forced share claim.

Based on this information about the estate and lifetime gifts the forced share claimant will then demand payment which is due immediately, even if the estate consisted of real estate only and the heir does not have any liquid funds available.

If the heirs are being uncooperative or if they try to dodge either their disclosure obligations or payment, the Pflichtteil claimant can – and probably will — go to court immediately. Such forced share claims are usually slam dunk lawsuits for the claimant because there is hardly any defense against the claim. In exceptional circumstances, the German heirs may argue “unworthiness to inherit” according to s. 2339 German Civil Code. But a glance at the statute’s wording immediately shows that this refers only to very extreme situations:

Grounds for unworthiness to inherit

(1) A person is unworthy to inherit:

  1. if he has intentionally and unlawfully killed or attempted to kill the deceased, or has put him in a state as a result of which the deceased was incapable until his death of making or revoking a disposition mortis causa,
  2. if he has intentionally and unlawfully prevented the deceased from making or revoking a disposition mortis causa,
  3. if he has, by deceit or unlawfully by duress, induced the deceased to make or revoke a disposition mortis causa,
  4. if he is, in respect of a disposition mortis causa made by the deceased, guilty of a criminal offence under the provisions of sections 267, 271 to 274 of the Criminal Code [Strafgesetzbuch].

(2) In the cases set out in subsection (1) nos. 3 and 4, unworthiness to inherit does not occur if, before the occurrence of the devolution of the inheritance, the disposition that the testator was induced to make or in respect of which the criminal offence was committed has become ineffective, or the disposition which he was induced to revoke would have become ineffective.

In summary

If a close relative of yours lives and dies in Germany, chances are that you are entitled to claim a portion of the estate. In order to evaluate and assess that claim, German law gives you the right to demand full disclosure from the testamentary heirs, i.e. to be sent a detailed estate inventory and appraisals. Once the amount of the forced share has been calculated, payment of said forced share is due immediately and in full. In case the heirs try to give you a difficult time you can – and should — go to court immediately.

More information on German inheritance laws, contested probate cases and German inheritance tax in these posts:

For legal advice on German civil procedure and how to successfully litigate in Germany, contact the international litigation experts and trial lawyers of GrafLegal.


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